Senior Compliance Analyst
Company: VirtualVocations
Location: Huntington Beach
Posted on: November 7, 2024
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Job Description:
A company is looking for a Senior Compliance Analyst to support
compliance consulting services for financial regulations.
Key Responsibilities
Provide registration and compliance services consulting to
clients
Assist in the preparation and tracking of compliance-related
documentation and training
Collaborate with Compliance Consultants on projects and maintain
internal compliance documents
Required Qualifications
Bachelor's degree or equivalent experience
Prior brokerage, compliance, or financial services experience
required
Series 7 and 24 licenses are a plus
Keywords: VirtualVocations, Hemet , Senior Compliance Analyst, Professions , Huntington Beach, California
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